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ADEPT Development

Content: Career Accounts (used for web, AV, C&Q, NYC and SM components)

This is a case summary, or unofficial account, of candidate's career. This account is non-coded; annotated, or color-coded versions, are written with biases and procedural issues highlighted, and are used only in the "Cases & Questions" activity.

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Lily Wu

Considering significance of letters of reference & what kind of service counts


Clarissa Marlowe, PhD in Biochemistry from the Johns Hopkins University, was hired by the Department of Physical Sciences at Mythical Tech as an assistant professor. Marloweís research field is central to MT and has been for a long time; she joined a number of colleagues who do similar and complementary work in the same subfield. Her start-up package was slightly better than average, and she was immediately asked to participate in a committee analyzing why few women are employed in science on her campus during her first year.

During her first three years at MT, Marlowe produced more than adequate publications in the top-ranked journals [include titles?] in her field, including one prize-winning paper. She wrote most of her papers with a small group of faculty and graduate students, but some represent collaborations with just one or two individuals.

Marloweís funding level as an assistant professor was about average for her field. She was able to secure a lab budget based on an NSF grant for new faculty in her area as well as some training grants for individual graduate students. She also partnered with colleagues in drug delivery on a moderate grant from a pharmaceutical company.

In her fourth year, she won a PECASE [or some other honor/]

Her students generally awarded her good teaching scores. Evaluations for the intro-level course earned some negative comments (by 2-3 students) about her casual attire; since then Marlowe upgraded her wardrobe and wears tailored clothing. She attracted excellent students to her lab, encouraging some undergraduates to continue graduate study at MT and welcoming new graduate students. She was also nominated for a college teaching award by the undergraduate coordinator with recommendation from the graduate director who cited her ìdedicationîand ìlong hours in her lab with graduate students.î

In addition to her work on womenís issues, Marlowe was appointed to a number of unit and college committees concerning visiting speakers, honors, and search. She became especially active in a professional society and in her collegeís network for junior faculty in sciences, for which she helped organize a session on grant-writing for new faculty.

The letters of reference in her promotion and tenure curriculum vita (cv) are generally good, except for one taking issue with a paper [the prize-winning paper? or a paper submitted to a journal that a p&t committee member edits?]. The negative review takes an extremely hostile approach to Marloweís argument and could have been published as a counterpoint. It also comments negatively about Marloweís style in the professional society, indicating a personal grudge. Another review comments as much on the value of Marloweís service to the profession, especially for women in her field, as it does on the value of her research. The unit promotion and tenure committee is split about whether the negative review and the one privileging service matter. How would these reviews affect your evaluation of Marloweís reputation?


[Considering how technology gets evaluated in social sciences, promotion to full, age?]

Ramona Richards, Ph.D. in Science and Technology Studies from Rensselaer Polytechnic Institute, joined Mythical Tech after spending some years [6?] doing development work with the Carnegie Foundation. Her research described how changing electronic technologies affect the formation of world markets; her particular specialization concerns electronic bank interfaces in southeast Asian economies. By the time she joined MT, she had established a body of research [number of articles] equivalent to that of an associate professor, so her initial MT appointment was made at that level, but she was a decade older than the typical beginning associate professor.

Richards earned tenure in her second year at MT, as she continues her previous high rate of productivity measured by cited papers and funding. In her first four years at MT, the number of her papers, their citations, and the amount of funding she receives were among the highest in her college. Her teaching scores were universally excellent. She typically taught the introductory course in Asian area studies, an upper division undergraduate course in Asian microeconomics, and a graduate course on science, technology, and developing nations.

In her fifth year, Richards was awarded funding from the Rockefeller Foundation that to establish a lecture series and to support some graduate fellowships in southeast Asian economics for students to collaborate with her on research. She also designates some funds to buy her out from some undergraduate teaching.

Connected with the Rockefeller project, Richards established a website to publish research on technological breakthroughs in international economies, the only electronic journal in the field. Although almost all of her previous work appears in print journals, she began to publish about 30-40% of her papers through the website as of her fifth year at MT.

In her sixth year, Richards built on her development success with Rockefeller by securing a substantial endowment from MT alum Gregory Chan who had never before donated to the institution. Chan was impressed with her scholarship, her coordination of the Rockefeller lecture series, and her diligence in expanding the curriculum in international studies of science and technology. He designated the endowment for a distinguished chair for a scholar in technologies of markets to be named at some near future date.

During that same year, Richards comes up for promotion to full based on her new work [x number of articles], the Rockefeller grant, and the endowment. It is widely understood that such a promotion is necessary for her to be eligible for the Chan chair.

Although Richardsí record is generally seen as within the acceptable range for a promotion to full professor, several concerns are raised by members of the promotion committee regarding whether she has relied too closely on her Carnegie contacts in receiving the Rockefeller funds, whether her scholarship has recently slipped in that much of it appears on the website the Rockefeller project sponsors, and whether she has tried to leverage the system in recruiting a large donation for a chair that seems designed for her. How would you consider such concerns in the context of evaluating whether Richards ought to be promoted to full professor?



[Considering soft vs. hard research, joint appointment in AE & ME, advanced assistant professor]
[should discipline be changed to something else?]

Robert Sorel, PhD from Cornell in Aerospace & Mechanical Engineering, with a dissertation on Computational Methods for Space Plasma Physics, joined the faculty of Mythical Tech as an advanced assistant professor jointly appointed to AE/ME, after four years in AE/ME at Princeton. Sorel moved to MT for personal and professional reasons. He desired to move his family closer to extended family, and he wanted to collaborate more closely with the MT AE/ME research center on modeling the heliosphere.

Sorelís research field is new to MT, recently attracting a number of highly regarded researchers from respected programs of engineering and physics. After being at MT a year he published a paper with two colleagues and four graduate students in (list journals, change number of authors?) After two years as an MT faculty member, Sorel and collaborators attract a lot of funding (amount: ); some from NSF and some from aerospace industry. They published their results in three top journals.

Sorel and a collaborator share an award for a paper in his second year at MT from a division of his professional society. The focus on their work earns the collaborators a number of invitations to speak at international symposia (number: )

Sorel never taught MT undergraduates, only graduate students specializing in his field. He received excellent student evaluations from the few students he teaches, who comment on how much they enjoy the competitive but social atmosphere of his classes and lab. He also advised a student receiving best student paper from professional society.

Sorel served as a member of departmental speakersí committee. Most members of his unit regard him as a difficult person, keeping him away from undergraduates. He is also not on any other unit committees, nor is he appointed to committees outside the unit.

Letters of reference for Sorel provided at the time of promotion and tenure are very positive, noting his quick start in a cutting-edge field and the significance of his research. Two potential referees decline the opportunity to send letters, citing time issues.

Discussion in the unit-level promotion and tenure committee centers on intrinsic value of Sorelís work, questioning whether the computer modeling he is personally credited with developing is as significant as the ìhand-pickedî reviewers suggest, whether this kind of research is enough to earn tenure. One member also raises the issue of his difficult personality as problem affecting the scheduling of undergraduate courses

Some committee members question whether this modeling analysis has commercial potential (at least for the university and not just for Sorel who might spin off a company) or is it just an interesting design problem without real-world significance. (reconfigure this critique?) As a member of the committee, how would you respond to concerns that Sorelís research does not rise to a high enough level and that some reviewers were not interested enough in his scholarship to write on his behalf?


[Considering publication venues, order of listing of authors, contribution to articles]

Arthur Stevens, Associate Professor in Mechanical Engineering, came up for promotion to full professor after [number] of years in grade. He published 35 articles during his 9 years at Mythical Tech, 17 of these articles appeared in books resulting from conferences. Stevens was almost always listed as last author of his collaborative publications, although occasionally [number] listed as first author. His collaborators were almost all graduate students. He never published an article, book, or conference proceeding as the sole author. [has possibly written or collaborated on a textbook]

Regarded as a capable, confident teacher who offered a range of required and elective course needed by the unit, Stevensí teaching averages on the CIOS ranged from 3.8 to 4.2 in undergraduate courses and from 4.3 to 4.5 in graduate courses. A number of undergraduates remark on evaluations ranging over recent years that Stevens is ìvery accessibleî and an ìinteresting lecturerî who provides ìwonderful graphicsî to illustrate his points. Although he has been nominated for his schoolís teaching award, he has never received it. Graduate students in his research group attest to his willingness to advise them regarding career prospects in academe and industry.

Stevens managed to support a research group with a steady $300,000 (per annum average, which is the unit average {mean?}) in funding, and he was a good citizen of his school serving on school-level committees. As a good deal of his research had commercial application, much of his funding comes from industrial sources, companies and professional alliances [would this be likely?].

Stevens never served on Institute-level committees, nor did he take leadership roles in scholarly and professional organizations, although his collaborative articles have established his international research reputation in the field as external reviewers indicate by their comments establishing 5 articles submitted with his promotion curriculum vita (cv) as ìbreakthroughî and ìnow classic.î

Although some members of the school-level promotion and tenure committee endorse promoting Stevens to full professor, others question whether his publication record is adequate for such a promotion. One member is concerned that only half of Stevensí papers are from refereed conference articles, while another argues that as last author, Stevens had little technical input into these papers. As a member of the committee, how would you respond to these concerns and ensure that Stevens receives a fair evaluation?

[Considering fluctuating productivity, leave of absence in probationary period]

Lily Wu, Ph.D. in Computational and Neural Systems from California Institute of Technology, entered Mythical Tech as an assistant professor. She specialized in distributed computing and computation in neural and biological systems within the biomedical engineering group. Her start-up package was slightly higher than average as her field was relatively new and required the purchase of some fairly expensive equipment. Three other assistant professors in closely related areas were hired in the same year with similar packages. At the end of Wuís first year, her chair complimented her on establishing ìa good rapportî with her graduate students and for finding some success in publishing two papers based on her groupís work with two more in press.

Publishing additional papers in Nature, Neuron, The Journal of Computational Biology, and Current Biology, Wu continued her steady publication record through her next two years. She also took on responsibility for teaching one of the core courses for the undergraduate program and for teaching a key graduate course established in her area, earning above average and excellent evaluation scores from students. Exit interviews of seniors conducted by the chair indicate that all students appreciate Wuís thorough approach and that many, especially women, find her to be a valuable role model.

In her third year, Wu wins a Presidential Early Career Award For Scientists and Engineers (PECASE). In addition, during her probationary period, Wu and two junior colleagues, along with two senior professors, developed a new center in biocognitive processing that is nurtured by MT before attracting a good deal of NSF funding.

Anticipating the birth of a child during the summer, Wu requested during the spring of her third year two considerations: to receive an unpaid leave of absence during the subsequent fall term and to be released from teaching duties during the following spring under provisions of the Active Services Modified Duties Procedure. In lieu of teaching responsibilities in the spring, she proposed to design a new elective for upper-division students in her field and to continue working with the center that she helped develop. Her requests were granted, thereby stopping her tenure clock for one year. In addition to designing the new course, Wu published two papers during the academic year of her leave and modified duties.

During the following year, Wuís official fourth year of service, she returned to teaching and earned speaking invitations at European and Asian seminars. It is in her fourth year (the year after her child is born) that her publication record has a demonstrable gap: she has not submitted any publications and none are published in that year. But by the time she comes up for tenure, her rate of publication dramatically increases, and her total record resembles those of the other assistant professors coming up for evaluation at the same time. [Her original cohort has already earned promotion and tenure, but Wuís stopping of the tenure clock delayed her case for a year.] As a member of her school promotion and tenure committee, how would you respond to concerns raised by another member that Wu has taken too much time to get to the same place as others under evaluation that year?

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